Keys to Effective Rules

Rules and codes help set standards for behavior and help people make good decisions. Research on laws that effectively deter negative behavior has shown that they can prevent problems when they are consistently enforced, when consequences for violations are perceived as fair, and when the process is prompt.

Keys to
Effective Rules


  • Rules help people make good decisions

  • Rules can be a deterrent if:

    • consequences are perceived as fair

    • enforcement is consistent.

    • the enforcement process is prompt.

  • Special rules for school activity participants?

Consequences are perceived as fair

The perception of fair and reasonable consequences is the key concept of effective detterence. There is a misperception that more severe penalties have a greater deterrent effect. Research has not shown this to be true. Kicking a participant off the team or group for tobacco, alcohol or other drug use does not prevent use, but often prevents consistent enforcement of the rule. Involving parents, school activity staff members, and students in the formation of rules and their consequences can help ensure that all three groups will support them.

Enforcement is consistent

When school activity staff members perceive that consequences for a rule infraction are fair and reasonable, they are more likely to be consistent in enforcement. When students perceive that their adult leaders will enforce a rule and that there will be consequences for using tobacco, alcohol or other drugs, the rule can have a deterrent effect.

The process is prompt

For a rule to deter behavior, the consequences for violating it must happen quickly. Adolescents, in particular, need immediacy. An "investigation" which drags on for weeks is ineffective in either changing or preventing behavior.

Special Rules for school activity participants?

Most schools have written policies and procedures for handling student use of tobacco, alcohol, or other drugs. However, most school-wide policies only address on-campus use, possession and sale of substances. This section will discuss school activity codes and policies, which may go beyond rules that apply to students who do not participate in activities.

In most cases, the courts have upheld the right of school extracurricular activities to have expectations for participants that exceed those of the general student body. Courts have based their rulings on the fact that extracurricular activities. are a privilege, not a right, and that schools can therefore have higher expectations for these students. These expectations can extend to the "off-campus" activities of extracurricular participants. For example the courts have ruled that an athletic program may bench an athlete for drinking alcohol at a weekend party if the athletic rules and procedures have been dearly communicated prior to the incident. (e.g., Bush vs. Dassel-Cokato Board of Education, MN; Clements v. Board of Education, IL; King vs. Hempfield, SD)



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